Investor Alerts
Here, you can consult CSA member investor alerts. The list is intended to assist the public and the securities industry in conducting due diligence. The subjects of these alerts are persons or companies who appear to be engaging in securities activities that may pose a risk to investors.
How to protect yourself
You should only deal with financial firms that are authorised by us. If a financial firm is authorised by us, it gives you greater protection if things go wrong.
You can check our
Financial Services Register to make sure a firm is authorised and has permission for the service it's offering you.
You'll also be able to find:
- information on how you're protected
- contact details for authorised firms
If you're contacted unexpectedly by a financial business or individual, make sure you reply using the contact details on the FS Register.
Find out more about how to
protect yourself from scams.
Report a clone firm
If you think you've been approached by an unauthorised or clone firm, call us on
0800 111 6768, or use our
contact form.
Subscribe to Investor Alerts
Sign up to stay informed about alerts at Canadian Securities Administrators.