Each year, the CSA provides an update on progress that has been made under the current Business Plan, as well as additional priorities or initiatives that arose or were undertaken during the year in response to emerging issues and changing market conditions. Our first consolidated Year in Review highlights our work from July 1, 2022, to June 30, 2023. In this time, we have made significant progress towards fulfilling our mandate and achieving the strategic goals outlined in our 2022-2025 Business Plan.
2023 SELECTED HIGHLIGHTS
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Investor alerts, cautions, and warnings issued to the public, 422 of which related crypto
Created a new, consolidated SRO (CIRO) to drive efficiencies and benefits for Canadians and member firms
Launched the CSA Investor Advisory Panel, which reviewed 12 policy development initiatives
Launched SEDAR+ to modernize and improve disclosure process
Crypto asset trading platforms signed PRUs with CSA members to continue operations while their applications for registration are being reviewed
Canadians reached through our Human Disclaimers investor education campaign
SIX STRATEGIC GOALS TO HARMONIZE THE SECURITIES REGULATORY SYSTEM
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STRENGHTEN
the capital markets regulatory system
OPTIMIZE
investors’ ability to contribute to policymaking and expand investor education outreach
IMPROVE
investor protection by enhancing investor’s ability to obtain redress and strengthening the advisor-client relationship
ADDRESS
emerging market issues and trends
DELIVER
smart and responsive regulation protecting investors while reducing regulatory burden
PROMOTE
integrity and financial stability through effective market oversight
