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Canadian securities regulators introduce exemptions for qualified issuers from certain base shelf prospectus requirements
Canadian securities regulators, SROs and investor protection funds establish timeline for new self-regulatory framework
Canadian securities regulators announce results of seventh annual review of representation of women on boards and in executive officer positions in Canada
Investor Alerts
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CSA Interim Progress Report 2021
The Canadian Securities Administrators (CSA) released its second interim report summarizing progress on initiatives published in its CSA 2019-2022 Business Plan, highlighting notable accomplishments outside of the current Business Plan, and outlining upcoming priority policy work for the next year.
FY2020/2021 Enforcement Report
The Canadian Securities Administrators released its fiscal year 2020/2021 Enforcement Report, which provides details on enforcement efforts and outlines how securities regulators are protecting investors and the integrity of Canada’s capital markets.
Client Focused Reforms
We have compiled a list of questions received by the Committee to date and have set out our responses to provide guidance to registrants as they prepare for the new requirements.
Stay Informed About Fees
Fees and charges will vary by firm and by type of service, so it’s important to understand how your registered investment adviser is paid.
Investor Alerts
Consult CSA member investor alerts. The subjects of these alerts are persons or companies who appear to be engaging in securities activities that may pose a risk to investors.
Reporting wrongdoing
If you believe that an individual or firm has violated securities laws, acted fraudulently or otherwise improperly, you should report it to your local securities regulator.
SEDAR+
Upcoming developments on SEDAR+ for 2021
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SEDAR+ Frequently Asked Questions
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Securities regulators from each of the 10 provinces and 3 territories in Canada have teamed up to form the Canadian Securities Administrators (CSA). The CSA protects Canadian investors from unfair, improper, or fraudulent practices and fosters fair and efficient capital markets.
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