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Here, you can consult CSA member investor alerts. The list is intended to assist the public and the securities industry in conducting due diligence. The subjects of these alerts are persons or companies who appear to be engaging in securities activities that may pose a risk to investors.

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CAPITAL ONE MARKET

Name	CAPITAL ONE MARKET
Issued By	Manitoba Securities Commission (MSC)
Date	October 27, 2022
Last known city and country of residence, or, the purported base of operation of each person or entity	Vancouver, B.C.
Supporting Documents	CAPITAL ONE MARKET[10/27/2022 5:00 AM][English]
Note	CAPITAL ONE MARKET is not (and never have been) registered in Manitoba to engage in the business of trading securities or advising anyone with respect to investing in, buying, or selling securities.

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