Canadian securities regulators outline steps to support transition to T+1

Toronto – The Canadian Securities Administrators (CSA) today published for comment proposed rule amendments to National Instrument 24-101 Institutional Trade Matching and Settlement (NI 24-101) to support the transition from...

CSA provides update to crypto trading platforms operating in Canada

TORONTO and CALGARY – Following recent events in the crypto market, the Canadian Securities Administrators (CSA) is strengthening its approach to oversight of crypto trading platforms by expanding existing requirements...

CSA and IIROC seek input on regulatory framework for short selling in Canada

CSA and IIROC seek input on regulatory framework for short selling in Canada Toronto – The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) are...

Canadian securities regulators publish approval notices for new SRO and CIPF

Vancouver, Calgary and Toronto – The Canadian Securities Administrators (CSA) today published notices that recognize the New Self-Regulatory Organization of Canada (New SRO) and approve the new Canadian Investor Protection...

Canadian securities regulators publish biennial report on continuous disclosure review

Toronto – The Canadian Securities Administrators (CSA) today published a biennial report on its continuous disclosure review program. The report is intended to help public companies and their advisors understand...

CSA announces establishment of new Investor Advisory Panel

Montréal – The Canadian Securities Administrators (CSA) is pleased to announce the establishment of the CSA Investor Advisory Panel (CSA IAP), and the appointment of its first members. As announced...

CSA Investor Alert: Investment scams imitating well-known financial brands

Toronto– The Canadian Securities Administrators (CSA) is warning the public about scammers claiming to represent large, well-known financial companies.  Recently, the CSA has noted an increase in the number of...

Letters. Statements and other Reports

February 12, 2021 Canadian securities regulators respond to the Modernization Taskforce Final Report and encourage a harmonized regulatory system that protects investors and reduces unnecessary burden February 1, 2021 Letter...

Canadian Securities Regulators Release Three-Year Business Plan

The Canadian Securities Administrators (CSA) today released its Three-Year Business Plan for the period April 1, 2013 through to March 31, 2016. “The Plan sets out, in a clear and...

Canadian Securities Regulators Establish Regulatory Framework to Manage Risks Associated with Direct Electronic Access

Toronto – The Canadian Securities Administrators (CSA) today announced that it has issued amendments to National Instrument 23-103 Electronic Trading (NI 23-103), which will establish a consistent framework for the...