Notice of OSC approval of use of IIROC Restricted Fund

As of October 27, 2022, the Ontario Securities Commission and the Investment Industry Regulatory Organization of Canada (IIROC)’s other recognizing regulators approved IIROC’s application seeking approval to use unallocated money from the IIROC Restricted Fund to pay for certain external advisor costs relating to the creation of the new self-regulatory organization.

For a copy of the l’Autorité des marchés financiers’ (AMF) approval order in French, please visit the AMF’s website. The approvals by IIROC’s other recognizing regulators can be found on their respective websites.