Canadian Regulators Provide Guidance on Transition to New Registration Regime

Toronto – The Canadian Securities Administrators (CSA) today published CSA Staff Notice 31-311 which provides guidance for the transition from the existing registration regime to the new registration regime under...

Canadian Securities Regulators Announce that TSX Inc. will Act as an Information Processor for Exchange-Traded Securities

Toronto – The Canadian Securities Administrators (CSA) today published CSA Staff Notice 21-309 Information Processor for Exchange-Traded Securities other than Options. The notice informs the public that TSX Inc. (TSX)...

CSA increases financial literacy among youth with the “Financial Fitness Challenge”

Montreal – Twelve young Canadians have demonstrated their financial savvy and won scholarships of $750 after participating in the Canadian Securities Administrator (CSA) “Financial Fitness Challenge”. “As securities regulators, we...

Terms of CSA Chair and Vice-Chair Renewed

Montréal – The Canadian Securities Administrators (CSA) have renewed the term of Jean St-Gelais as Chair of the CSA for one year. Mr. St-Gelais, President and CEO of the Autorité...

CSA Offers New Fraud Prevention Resources for Investors

Calgary – The Canadian Securities Administrators (CSA) is kicking off Fraud Prevention Month in March by unveiling a number of investing and fraud prevention resources for Canadians. “The recent economic...

Canadian Youth Invited to Take Part in ‘Financial Fitness Challenge’ Contest

Montreal – Young Canadians are invited to increase their financial literacy through an interactive scholarship contest sponsored by the Canadian Securities Administrators (CSA). The Financial Fitness Challenge, which runs from...

Canadian Securities Regulators Release Report on Enforcement Activities for 2008

Vancouver — The Canadian Securities Administrators (CSA) today issued its annual report on enforcement activities.  During calendar year 2008, CSA members commenced 215 matters against 416 individuals and companies, and concluded...

Canadian Securities Regulators Emphasize Disclosure Obligations for Current Market Conditions

Toronto – The Canadian Securities Administrators (CSA) published today CSA Staff Notice 51-328 to assist reporting issuers in preparing their financial statements and Management’s Discussion and Analysis (MD&A) in the...

Canadian Securities Regulators Finalize Passport for Registrants and a Streamlined Review Policy for Registration in Multiple Jurisdictions

Vancouver – The Canadian Securities Administrators (CSA) today published details of a new streamlined process for dealer and adviser registration in multiple jurisdictions. All CSA members (except the Ontario Securities...

Canadian Securities Regulators Seek Comments on Revised Corporate Governance and Audit Committee Regimes

Montreal – The Canadian Securities Administrators (CSA) announced today that they are seeking comment on proposed amendments to the CSA’s corporate governance and audit committee regimes. The proposed governance and...