Canadian Securities Regulators Propose Amendments to Mutual Fund Rules

Toronto – The Canadian Securities Administrators (CSA) today published for comment proposed amendments to National Instrument 81-102 Mutual Funds and related instruments, which represents the first phase of the modernization...

Canadian Securities Regulators to Proceed with Staged Implementation of Point of Sale Disclosure Regime for Mutual Funds

Toronto – The Canadian Securities Administrators (CSA) today published CSA Staff Notice 81-319 Status Report on the Implementation of Point of Sale Disclosure for Mutual Funds, which outlines its plan...

Canadian Securities Regulators Announce Results of Certification Compliance Review

Montréal – The Canadian Securities Administrators (CSA) today published CSA Staff Notice 52-325 Certification Compliance Review, which summarizes the results of a compliance review with the requirements in National Instrument...

Canadian Securities Regulators Enact Order Protection Rule to Maintain Integrity of Multiple Marketplaces

Toronto – The Canadian Securities Administrators (CSA) today announced amendments to National Instrument 21-101 Marketplace Operation (NI 21-101) and National Instrument 23-101 Trading Rules (NI 23-101) to create an Order...

Canadian Securities Regulators prepare for upcoming changeover to International Financial Reporting Standards

Toronto – The Canadian Securities Administrators (CSA) today published for comment National Instrument 52-107 Acceptable Accounting Principles and Auditing Standards, its Companion Policy and related amendments that are aimed at...

National Registration Regime Implemented: Canadian Securities Regulators Announce New Registration Rules and Streamlined Process for Dealers and Advisers

Toronto – The Canadian Securities Administrators (CSA) announced that new rules are taking effect today across Canada that apply to firms and individuals who deal in securities, provide investment advice...

CSA and IIROC Publish Joint Consultation Paper On Dark Pools, Dark Orders and Other Developments in Market Structure in Canada

Toronto – The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) published today a Joint Consultation Paper on Dark Pools, Dark Orders, and Other Developments...

Canadians still not putting investing knowledge into practice, national study reveals

Montreal – Canadians express greater confidence and optimism, and believe that they are knowledgeable and responsible about investing, according to research commissioned by the Canadian Securities Administrators (CSA). Yet, their...

Canadian Securities Regulators Approve Requirements On Use of Client Brokerage Commissions

Toronto – The Canadian Securities Administrators (CSA) today announced the approval of National Instrument 23-102 Use of Client Brokerage Commissions and related Companion Policy 23-102CP. NI 23-102 clarifies the obligations...

Canadian Families Learn How to “Make it Count”

Winnipeg – Talking with youth about budgeting, debit card use and common sense spending has been made easier with the Canada-wide release of Make it Count, an interactive money mentoring...