Canadian Securities Regulators release MFDA Oversight Review Report

Vancouver – The Canadian Securities Administrators (CSA) today released the Oversight Review Report on the performance of the Mutual Fund Dealers Association of Canada (MFDA). This coordinated review was undertaken...

Canadian Securities Regulators Adopt Amendments to Prospectus Rules

The Canadian Securities Administrators (CSA) announced today amendments to National Instrument (NI) 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions, NI 44-102 Shelf Distributions, NI 81-101 Mutual Fund...

Canadian Securities Regulators Stress being Proactive is Key in Preventing Investor Fraud

St. John’s – Canadian securities regulators are kicking off Fraud Prevention Month this March, by encouraging investors to be proactive in preventing investor fraud by checking registration. Securities regulators across...

Canadian Securities Regulators Seek Comment on Early Warning Reporting

Montréal – The Canadian Securities Administrators (CSA) today published for comment proposed amendments and changes to the early warning reporting regime in Canada, including to Multilateral Instrument 62-104 Take-Over Bids...

Canadian Securities Regulators Propose Framework for Shareholder Rights Plans

Toronto – The Canadian Securities Administrators (CSA) today published for comment proposed National Instrument 62-105 Security Holder Rights Plans, which would establish a comprehensive regulatory framework for the treatment of...

Canadian Securities Administrators announce March 26 as Check Registration Day

St. John’s – March 26, 2013 is Check Registration Day, and the Canadian Securities Administrators (CSA) is encouraging investors to take the time to complete a simple task – check...

Canadian Securities Regulators Seek Comment on Proposals to Modernize Investment Fund Rules

Toronto – The Canadian Securities Administrators (CSA) today published for comment proposed amendments to National Instrument 81-102 Mutual Funds (NI 81-102), proposed changes to Companion Policy 81-102CP, and related consequential...

Canadian Securities Regulators Implement Disclosure Requirements For Investment Costs And Performance

Toronto – The Canadian Securities Administrators (CSA) are implementing new requirements to ensure all investors receive essential information about the costs and performance of their investments. The new requirements apply...

Saskatchewan

Roger Sobotkiewicz was appointed Chairperson of the Financial and Consumer Affairs Authority of Saskatchewan on February 4, 2016. He held the position of acting Chairperson since February 1, 2015. Mr....

Canadian Securities Regulators Propose Changes to Insider Reporting Regime

Vancouver – The Canadian Securities Administrators (CSA) published today proposed materials for comment that aim to modernize, harmonize and streamline how insiders report their securities transactions to the public. The...