Canadian Securities Regulators Propose Regulatory Regime for Credit Rating Organizations

Toronto – The Canadian Securities Administrators (CSA) has published for comment proposed National Instrument 25-101 Designated Rating Organizations and related consequential amendments, which are aimed at introducing securities regulatory oversight...

Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2010

Toronto – The Canadian Securities Administrators (CSA) today published Staff Notice 51-332 Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2010, which summarizes the results of...

Canadian Securities Regulators Release MFDA Oversight Review Report

Vancouver – The Canadian Securities Administrators (CSA) today released the Oversight Review Report on the performance of the Mutual Fund Dealers Association of Canada (MFDA). The participants in this coordinated...

Canadian Securities Regulators Propose Amendments to Mutual Fund Rules

Toronto – The Canadian Securities Administrators (CSA) today published for comment proposed amendments to National Instrument 81-102 Mutual Funds and related instruments, which represents the first phase of the modernization...

Canadian Securities Regulators Seek Comment on Proposed Changes to Registration Rules for Dealers, Advisers and Investment Fund Managers

Montréal – The Canadian Securities Administrators (CSA) are seeking public comment on proposals to amend the regulatory framework for firms and individuals who deal in securities, provide investment advice or...

Canadian Securities Regulators to Proceed with Staged Implementation of Point of Sale Disclosure Regime for Mutual Funds

Toronto – The Canadian Securities Administrators (CSA) today published CSA Staff Notice 81-319 Status Report on the Implementation of Point of Sale Disclosure for Mutual Funds, which outlines its plan...

Securities regulators urge Canadians to help prevent financial abuse of seniors(2)

Calgary – Securities regulators across the country are urging Canadians to be aware of and report financial abuse involving seniors as part of World Elder Abuse Awareness Day on June...

Canadian Securities Regulators Seek Feedback on Tailoring Venture Issuer Regulation

Calgary – Securities regulators in British Columbia, Alberta, Saskatchewan, Manitoba, New Brunswick and Nova Scotia today published a consultation paper designed to assess market interest in developing a more tailored...

CSA and IIROC publish update of regulatory issues and next steps to address developments in market structure in Canada

Toronto – The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) today published Joint Staff Notice 23-308 Update on Forum to Discuss Consultation Paper 23-404...

Securities regulators help young Canadians increase financial literacy with the “Financial Fitness Challenge”

Montréal – More than 17,000 Canadian youth worked to get “financially fit” by participating in the Canadian Securities Administrators’ (CSA) annual “Financial Fitness Challenge”. From February 15 to April 15,...