Additional Information on Payment Status

Payment status on the Disciplined list is updated every quarter by the issuing jurisdiction or the ruling body.

Additional information can be found on the websites of the issuing jurisdictions or by contacting them directly:

Alberta Securities Commission

British Columbia Securities Commission

Manitoba Securities Commission

Financial and Consumer Services Commission (New Brunswick)

Nova Scotia Securities Commission

Ontario Securities Commission

Autorité des marchés financiers

Financial and Consumer Affairs Authority of Saskatchewan

Investment Industry Regulatory Organization of Canada (IIROC)

Mutual Fund Dealer Association of Canada (MFDA)

Chambre de la sécurité financière