CSA Publications (CFR)

Client Focused Reforms – CSA Publications

CSA Notice 31-357 Blanket Orders/Class Orders in respect of Certain Client Focused Reforms Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

For further reference, the amendments are available on the following websites of CSA jurisdictions

Annex B to the CSA Notice of Amendment

  • Autorité des marchés financiers [French] [English]
  • Alberta Securities Commission [English] 
  • British Columbia Securities Commission [English] 
  • Financial and Consumer Services Commission (New Brunswick) [French] [English]
  • Nova Scotia Securities Commission [English]
  • Ontario Securities Commission [English] 
  • Financial and Consumer Affairs Authority of Saskatchewan [English]
  • Manitoba Securities Commission [English]

National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations (31-103CP)

  • Autorité des marchés financiers [French] [English]
  • Alberta Securities Commission [English]  
  • British Columbia Securities Commission [English] 
  • Financial and Consumer Services Commission (New Brunswick) [French] [English]
  • Nova Scotia Securities Commission [English]
  • Ontario Securities Commission [English]
  • Financial and Consumer Affairs Authority of Saskatchewan [English]
  • Manitoba Securities Commission [English]